Being Financially Prepared for Life's Curve Balls

BY MICHAEL P. HAUBRICH, CFP

February 6, 2002

 

Disaster! There’s a word that is certain to strike fear and uncertainty in most people. When life throws an unexpected curve—dare I say—disaster your way, are you prepared to handle the financial implications? Do you have an emergency plan in place to help you deal with your near-term recovery efforts?

    Disasters and other life events that could negatively impact your financial well being can come in many shapes and sizes. Job loss, the sudden death of a spouse, and divorce are only a few of the curves that could be tossed our way. Being prepared might make all the difference between taking a strike or hitting a game-altering line drive.

    In creating an emergency recovery plan relative to your personal finances, it is important to have a good understanding of how much cash you will need should an unexpected event occur. In times of crisis as often follows an unplanned life event, you’ll need cash or other easy-to-liquefy assets to ensure that your daily living expenses can be satisfied.

    An emergency fund should be created and maintained that can be accessed as needed. A generally accepted rule of thumb is to have sufficient cash reserved to satisfy three to six months of normal living expenses. Spiriting away a few dollars a month, cashing in the coin jar, or taking the proceeds from a rummage sale all offer good starts to setting up your emergency cash fund. It could also represent a good opportunity to sell off some lower performing stocks or bonds and seed your fund with the proceeds. The fund can be held in a money market account, which will earn a little interest to help contribute to the cause.

    Staying attuned to your household’s monthly income and expenses is important regardless of your working status. Stay at home partners need to be as equally informed on financial matters as those working outside the home. Insurance, banking, and investment information should be known or readily available and accessible to all responsible parties. This state of awareness will be instrumental in helping you get back on your feet if disaster strikes. Crisis situations are not generally conducive for doing a lot of extra research, digging through records, looking for account information, estimating expenses, and the like.

    Naturally, paying down high interest credit card debt, keeping expenses in-line with income, and contributing to retirement plans should also be considered effective weapons in the war against the inevitable curve balls of life.

    Another important aspect of your emergency recovery plan is to remain calm, which can be facilitated by being prepared. Calmer heads prevail in times of crisis and it is important not to make hasty and potentially unwise decisions that could have a negative impact on your financial health. More so than ever, it’s important during trying times to retain as much control as possible since feeling in control can help with the emotional upheaval that often follows unexpected events. Reducing stress about completely controllable factors such as the availability of cash and the location of insurance paperwork will better position you for getting through the crisis more quickly and speeding the recovery process.

    Your financial advisor can help you put together a disaster recovery plan that is best suited to your needs. Depending on your situation, this activity is not something that should require a huge investment of your time but could prove invaluable when disaster raises its ugly head.

 

Michael Haubrich, CFP, is president of Financial Service Group, Inc., a registered investment advisory firm in Racine, website address www.toyourwealth.com.