Racine Journal Times

To Your Wealth

Michael P. Haubrich, CFP

June 3, 2004  

Volatility in the Stock Market

 

I have been asked if the stock market’s decline over the past couple of months is normal or can we expect another return of a Tilt-A-Whirl bear market, spinning us back to the lows of 2002. While no one has yet to create a reliable crystal ball, we can look at history along with some of the current factors injecting volatility into the stock market for a better understanding of what we might expect.  

Before I discuss the current market, I would like to review the fundamental concept of volatility as it relates to investing in the stock market. As we all know there is risk inherent with investing in stocks. Certainly, the last four years have demonstrated the volatility and unpredictability of returns in the short-term.  During protracted bear markets, such as the one we experienced from 2000 to 2003, declines of up to 50% are common. Protracted bear markets themselves are uncommon, typically occurring only once in every 30 to 40 years. However, it’s important to note that fluctuations are common even in bull market conditions.  

Over the last 70 years, the S&P 500 Index, which is a good indicator for large company stocks, has had an annual standard deviation of 20.21% with an average return of 10.4%.  This means in a typical year, we can expect returns to range by a high of 30% to a low of -10% two thirds of the time. We accept this fluctuation in exchange for the reward of higher average returns over the long-run compared to other types of investments. We use diversification among different investments, such as bonds and cash to reduce risk.  Even with a balanced portfolio of 40% bonds and 60% stocks, the standard deviation is 8.9%, which shows the added benefit of diversification but also the likelihood of returns varying each year.  

Our belief is that the current volatility in the market is part of the normal investing cycle and not the beginning of another major stock market downturn. This reasoning is based on an objective comparison of today’s market environment compared with the environment of the last four years:

·        Today we have strong economic growth as evidenced by the increases in GDP compared to the declines we experienced in 2001;

·        The corporate scandals of 2002 are mostly behind us and no rational CEO would contemplate “cooking the books” after seeing what has and continues to happen to the offending executives;

·        New legislation and regulations, such as Sarbanes-Oxley, further reduce the potential for corporate malfeasance;

·        While we are engaged in the on-going war against terrorism, no terrorist attacks have occurred on U.S. soil since September 11.

 

Many of the pundits on Wall Street attribute the current market volatility to uncertainty as to the amount of an interest rate increase to be expected from the Federal Reserve when they meet at the end of June.  Add to this the geopolitical (event) risk in the Middle East , the scheduled Iraqi power transfer also at the end of June and oil prices sticking above $40 per barrel and we have all the makings for a volatile next couple of months.  While this uncertainty adversely impacts stock returns in the short-term, fears of inflation and an overheating economy provides an opportunity to purchase government bonds with yields significantly higher now than in recent years. Ten year US treasuries are now yielding over 4 ½%, up by over one percent from lows just a few months ago.  

Now is the time to exercise discipline with your investments – having a plan and sticking to it.  While market volatility provides opportunity to pick up some bargains on the dips, be sure to maintain appropriate investment allocation between cash, bonds and stocks consistent with both your short- and long-term goals.  Before acting out on a significant change, be sure to consult your advisor.  


Michael Haubrich, CFP, is president of Financial Service Group, Inc., a registered investment advisory firm in Racine , website address www.toyourwealth.com.