Planning for a Lengthy Retirement

BY MICHAEL P. HAUBRICH, CFP

May 2, 2002

 

There was a time when a Stephen King novel was about the only form of writing that could make my palms sweat and my heart accelerate. Recently, however, I’ve been doing a lot of reading about problems and challenges related to retirement longevity and future investment returns that have provoked a disturbingly similar response.

    According to 2000 Census figures, we have over 60 million citizens between 45 and 64—prime investing ages who will be retiring. Now, we’ve all heard enough about the aging Baby Boomer (those born after 1945) population. However, few of us may have extrapolated that information into implications on length of retirement, investment liquidations funding retirement expenses, and other financial planning considerations.

    Thanks in large part to medical advancements, new and improved drug therapies, emphasis on healthy lifestyle choices, work/family balance initiatives, and a host of other factors that contribute to long life, people are, well…living longer. In some cases a lot longer. It’s now conceivable that a person could retire early, celebrate a 120th birthday, and recognize milestones of 40, 50 or even 65 years of retirement! That is a long time to live off a retirement portfolio, regardless of how well it performs. Will those retirees outlive their money?

    Over the course of a decade, the market can take wild twists and turns, depleting a healthy portfolio into a dried remnant of retirement dreams. Given the length of time that Baby Boomers are facing in their retirements, planners have to rely on something other than traditional theories to build scenarios. Unfortunately, there’s not a great deal of data available on which to rely, but newer models and theories are beginning to emerge that factor in lengthy retirements.

    Add to this the increasing consensus that future investment returns are going to be less than what we have enjoyed in the past. According to one study surveying the opinions of economists, academics, and financial analysts, future long-term stock market returns adjusted for inflation (real return) will range from 3 to 5 percent. This is in contrast to the 8 percent real returns that investors realized over the past 50 years.

    With this forecast in mind, some planners are advocating a model that calls for retirees to receive no more than 4% of their original portfolio in the first year of retirement. To determine future disbursements, the first 4% is converted to a dollar amount and then indexed to account for inflation. Let’s say you have $1 million in your retirement portfolio. The first year you take out no more than $40,000 (4% of $1 million), the next year you adjust for inflation (let’s say 3%, for example), and you’ll receive $41,200 and so on through 30 years of retirement during which time market volatility is a constant threat. Under this model, you will never run out of funds assuming you are able to earn a real rate of return of 4% on your portfolio.

    Another method is to withdraw no more than 5% of the value of your portfolio each year. As the portfolio value fluctuates so will the distributions. If real returns average 5% or better during your retirement life, you will never run out of funds. If real returns are less than 5%, your portfolio will slowly lose to inflation. That becomes a real problem when you face 40 or 50 years of retirement.

    If this sounds complex, that’s because it is. Our futures are filled with uncertainty. None of us can know how long we’ll be retired. We spend our working years trying to ensure that when we do retire, we can live comfortably on what we’ve managed to sock away. A Certified Financial Planner can construct a variety of scenarios that will help you plan appropriately for the possibility of a long and financially comfortable retirement.

    Michael Haubrich, CFP, is president of Financial Service Group, Inc., a registered investment advisory firm in Racine, website address www.toyourwealth.com.