Racine Journal Times

To Your Wealth

Michael P. Haubrich, CFP

October, 2004  

Helping Grandchildren Go to College

 

 

More and more American grandparents are taking an active role in helping to finance the college education for their grandchildren. In fact, a 2003 survey conducted by AIG SunAmerica Mutual Funds indicated that 54 percent of grandparents were either already helping to carry the financial burden or were planning to do so on behalf of their grandchildren. 

There are several cost effective ways to go about making this important contribution to the future of your grandchildren including outright gifts, direct payment of tuition, 529 Plans, prepaid tuition plans and education savings accounts. 

Of the 54 percent of grandparents who were already involved or planned to be involved in helping fund college expense for their grandchildren, the majority of them did so through outright gifts of cash or securities. The easiest option available, each grandparent can give away up to $11,000 per grandchild, free of estate- or gift-tax. If both grandparents contribute, that amounts to $22,000 a year per grandchild. While this helps to make a considerable dent in the costs, today’s college tuition and expenses could easily exceed $30,000 per year for a private institution. It’s also important to note that gifts of this nature could reduce the amount of financial aid a student is eligible to receive. Finally, a cash gift, once given, is out of your direct control. While unlikely, it’s possible that your would-be student opts for a new car over books and homework and spends your gift on something other than you intended. 

One way to avoid this is to give money directly to the institution to cover tuition. By paying directly you not only ensure that the money is being put toward your intended cause, but it does not count toward the annual $11,000 gift exemption. However, this generous offer could still reduce the amount of financial aid that your student/grandchild is eligible to receive. Good financial aid planning prior to any gifts is advisable to maximize any available grants and loans for the student. 

529 Plans

529 Plans are state sponsored college savings plans that are much like mutual funds with earnings growing tax deferred from federal tax and state income tax. These are subject to swings in market performance and many carry high investment fees. Various states have different rules and funding choices for their 529 Plans and it’s best to check into your specific state’s plan for details. 

In Wisconsin we have the EdVest 529 plan. Contributions by Wisconsin resident grandparents are state- income tax deductible. While grandparents can give more, the maximum annual deduction is limited to $3,000 for each beneficiary account.

Coverdell Education Savings Account

Another good educational savings option is the Coverdell Education Savings Account (ESA), also known as an education IRA. Up to $2,000 per child per year can be contributed to an ESA. This limit is from all sources – parents, grandparents, etc. While the contribution is not deductible, the earnings grow tax-free as long as the funds are used for any eligible schooling costs. These costs include some pre-college expenses, including tuition, books and computers for public, private or parochial elementary and secondary schools. 

There are income limits for contributors so be sure to check with your tax advisor before proceeding with the Coverdell Education Savings Account. 

If helping a grandchild with educational expenses is part of your financial life objectives, make this part of your overall financial plan. As with any investment tactic, be sure to seek competent professional advice before you commit. For a couple of good resources check out www.edvest.com for the Wisconsin 529 plan and Internal Revenue Service Publication 970, Tax Benefits for Education.

Michael Haubrich, CFP, is president of Financial Service Group, Inc., a registered investment advisory firm in
Racine, WI.  Website address www.toyourwealth.com.