Client Communication Briefing

Important Information regarding TD Ameritrade Clearing Conversion

The TD Ameritrade clearing conversion was successfully completed this weekend. All accounts have been migrated from the legacy TD Waterhouse system to the new TD Ameritrade clearing platform.

Your account numbers have been changed to replace the branch prefix number from a 5 to a 9, and a 0 has been added to the end of the account number. For example, if your existing account number was 501-12345, your new account number would now be

901-123450.

You will receive two account statements for each account for the month of May, both in the same envelope. One statement will be for May 1^st – May 11^th and will show a zero balance at the end of the period. The second statement will be for May 11^th – May 31^st and will reflect your new account number and your current balances as of the end of May.

There is no effect on your check writing privileges due to the conversion or account number change. You can continue to use your existing checks until they are gone.

We will continue to keep you updated of any other changes that may occur. Please contact me if you have any questions or concerns.